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作者(中文):謝奇霖
作者(外文):HSIEH, CHI-LIN
論文名稱(中文):研發投入對專利申請數目之影響
論文名稱(外文):Impact of R&D investment on the number of patent applications
指導教授(中文):李宜
指導教授(外文):LEE, YI
口試委員(中文):林世昌
林靜儀
口試委員(外文):LIN, SHIH-CHANG
LIN, CHING-YI
學位類別:碩士
校院名稱:國立清華大學
系所名稱:經濟學系
學號:105072515
出版年(民國):107
畢業學年度:107
語文別:中文
論文頁數:35
中文關鍵詞:研發費用專利權
外文關鍵詞:R&D investmentpatent
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在二次世界大戰之後,海外生產已經成為廠商生產策略的重要一環,台灣曾經以低廉的勞動力在世界取得一席之地,不過,隨著其他開發中國家的興起,低廉的勞動力再也不是台灣的優勢所在,研發創新與產業轉型成為了台灣廠商的一個重要課題,在過去的文獻中也證實,較有效率的研發創新可以使廠商更具有競爭優勢。
在本文中探討關於研發投入多寡對專利申請數的影響,經過實證研究發現,研發投入越多的廠商其專利申請數也會隨之增加,原因是廠商會將研發投入的成果申請專利,以確保能擁有專利所帶來的短期獨佔利益,除了使廠商獲利外,更重要的是能將研發回報的一部分再持續投入研發,讓研發活動能永續的發展下去。
後續也加入了一些其他的影響變數,探討廠商是否有對大陸進行直接投資亦或者廠商的出口總額兩者分別對專利申請數目有什麼影響,實證結果發現對大陸直接投資與出口總額對專利申請數目都有顯著的正向影響,原因分別為對大陸直接投資的廠商多半將台灣作為研發基地,因此,有對大陸進行直接投資的廠商其專利數目較多,另外,出口廠商因為擁有外部的學習效果,使出口廠商在高科技的技術層面可以優於未出口廠商,進而促使研發投入能有更高的成功率。
After World War II, globalization has become an important part of manufacturer's production strategy. Taiwan once accomplished a great success in the world with its low labor costs. However, the costs of labor and land increased rapidly during the 1980s, innovation plays an important role for Taiwanese manufacturers in the face of tough competition from low-cost countries. It is also elaborated in previous documents that more efficient innovation can make manufacturers more competitive.
In this paper, we examine the impacts of firms’ R&D investments on the number of patent applications with data provided by TEJ. By using the negative binomial regression, we find that firms with more R&D investments are likely to have more patent applications. In order to ensure the short-term exclusive benefits brought by the possession of patents, besides making profits for the manufacturers, it is more important to keep devoting part of the R&D returns to R&D, so that R&D activities can continue to develop.
Subsequent to this, some other influence variables have been added to discuss whether the manufacturer’s direct investment in China or the total export value of the manufacturers will affect the number of patent applications. The empirical results show that FDI in China and export participations have a significantly positive impact on the number of patent applications. These estimation results may reflect that exporters have external learning effects from export markets, so that exporters’ technology can outperform non-exporters, making R&D investments more successfully.
前言
第一章:緒論………………………………………………………………………………………………………….1
第二章:專利演進和文獻回顧…………………………………………………………………………….…4
第三章:資料來源和敘述統計…………………………………………………………………………….…8
第四章:迴歸分析
第一節:研究模型………………………………………………………………………………..……….11
第二節:研究結果……………………………………………………………………………………..….16
第五章:結論………………………………………………………………………………………………………..21
參考文獻………………………………………………………………………………………………………………..22
附件………………………………………………………………………………………………………………………..24
一、 中文文獻:
楊志海、陳忠榮(2001),「研究發展、技術引進與專利-一般動差法於可數追蹤資料的應用」,經濟論文叢刊,29(1),2001
楊志海、陳忠榮(2002),「研究發展,專利與生產力-台灣製造業的實證研究」,經濟論文叢刊,30(1),2002
林惠玲、黃則智(2002),「專利、研發支出與廠商市值─半導體產業之實證研究」,碩士論文
楊昌田、金成隆、廖義芳(2002),「專利權與經營績效關係之研究:各項專利權之比較」,碩士論文
黃政仁、詹佳樺(2013),「創新能力、創新效率與公司價值:以台灣電子資訊業為例」,商略學報 2013 年,5 卷,1 期,頁001-017
陳忠榮、徐志偉(2014),「研發、授權支出與專利」,臺灣產業的轉型與創新,頁247~275
二、 英文文獻:
Aw, Yan Bee, Roberts J. Mark and Xu, Yi Daniel (2007),“ R&D Investments, Exporting, and the Evolution of Firm Productivity”,The American Economic Review Vol. 98, No. 2
Branstetter, Lee and Chen, Jong-Rong (2006),“Impact of Technology Transfer and R&D on Productivity Growth in Taiwanese Industry: Microeconometric Analysis Using Plant and Firm-Level Data”, Journal of the Japanese and International Economies, Elsevier, vol. 20(2), pages 177-192, June.
Burk, Dan and Lemley, Mark (2002),“Is patent law technology-specific?”,Berkeley Technology Law Journal,17, 1155–206.
Cockburn, Iain and Griliches, Zvi, (1988),“Industry Effects and Appropriability Measures in the Stock Market's Valuation of R&D and Patents”,American Economic Review, 1988, vol. 78, issue 2, 419-23
Connolly, Robert and Hirschy, Mark (1988),“Market value and patents: A Bayesian approach”,Economics Letters 27(1):83-87
Griliches, Zvi, (1981),“Market value, R&D, and patents”,Economics Letters, 1981, vol. 7, issue 2, 183-187
Griliches, Zvi, and Mairesse, Jacques (1984),“Productivity and R&D at the Firm Level”,National Bureau of Economic Research
Hall, Bronwyn H. (2007),“ Patents and Patent Policy”,Oxford Review of Economic Policy, Vol. 23, Issue 4, pp. 568-587
Mairesse, Jacques and Mohnen, Pierre (2010),“Using Innovations Surveys for Econometric Analysis”,Montréal Avril 2010
OECD (2004),“Patents and innovation: trends and policy challenges”,Organisation for Economic Co-operation and Development
Pakes, Ariel (1985),“On Patents, R&D, and the Stock Market Rate of Return”, Journal of Political Economy, 1985, vol. 93, issue 2, 390-409
 
 
 
 
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