本文研究追趕型經濟體中創新能力對企業績效的結構性影響。在文獻回顧的基礎上，本文嘗試提出一套完整的創新能力光譜，對應追趕型經濟體的價值鏈活動。文中確定了三種創新能力，即技術能力、設計能力和商業流程能力。儘管價值鏈觀點和創新績效衡量的文獻都表明，創新能力和企業績效之間可能存在著一種連續的和結構性的關係。然而，它們的結構性關係仍然模糊不清。本文嘗試提出創新能力與企業績效之間的結構性模型。以美國專利商標局（USPTO）爲基礎，收集臺灣資通訊科技（ICT）公開交易公司的2007-2014年的技術能力（以發明專利衡量）、設計能力（以設計專利衡量）和商業流程能力（以商業方法專利衡量）數據集，並提出了五個研究假設。實證結果表明，三種創新能力與企業績效之間存在結構性的與調節的中介關係，其中商業流程能力起中介作用，而設計能力起調節作用。本文最後提出了有效整合創新能力的管理啓示。

The study investigates the structural effect of innovative capabilities on firm performance in the catch-up economies. Based on the literature review, the study attempts to propose a complete spectrum of innovative capabilities, reflecting value chain activities in the catch-up economies. Three types of innovative capabilities are identified, namely, technological capability, design capability, and business process capability. Although both the value chain view and the innovation performance measurement literature suggest that there is potentially a sequential and structural relationship between innovative capabilities and firm performance. However, their structural relationship remains ambiguous. The study attempts to propose a structural model between innovative capabilities and performance. Based on the United States Patent and Trademark Office (USPTO), the dataset of the firms’ technological capability (e.g., utility patens), design capability (e.g., design patents) and business process capability (e.g., business method patents) from Taiwan Information and Communication Technology (ICT) public traded firms in the period of 2007–2014 is collected. Five research hypotheses are developed. The empirical results indicate that there exists a structural, moderated mediating relationship between three innovative capabilities and firm performance, in which business process capability plays a mediating role and design capability plays a moderating one in the structural relationship. Some managerial implications for effectively integrating innovative capabilities are suggested.

ABSTRACT i
摘 要 ii
ACKNOWLEDGEMENT iii
TABLE OF CONTENTS v
LIST OF TABLES vii
LIST OF FIGURES viii
CHAPTER 1 INTRODUCTION 1
1.1 Research background and motivation 1
1.2 Research questions and gaps 1
1.3 Structure of the research 4
CHAPTER 2 LITERATURE REVIEW 5
2.1 Firms’ innovative capabilities in the catch-up economies 5
2.2 Technological capability and design capability 8
2.3 Business process capability 9
CHAPTER 3 FRAMING HYPOTHESIS DEVELOPMENT 11
3.1 The mediating role of business process capability 12
3.2 The moderating role of design capability 16
CHAPTER 4 METHODOLOGY 19
4.1 Sample and data collection 19
4.2 Measures 20
4.2.1 Dependent variables 20
4.2.2 Independent variables 20
4.2.3 Control variables 21
4.3 Data Analysis 22
4.4 Case interview 24
CHAPTER 5 RESULTS 25
5.1 Descriptive statistics 25
5.2 Empirical results 27
5.2.1 The mediating effect of business process capability 27
5.2.2 The moderating effect of design capability 30
5.3 Robustness tests 34
5.4 Hypotheses testing results 39
5.5 Case studies 40
CHAPTER 6 DISCUSSION 43
CHAPTER 7 CONCLUSION AND IMPLICATIONS 45
7.1 Conclusion and implications 45
7.2 Limitations and future research 47
REFERENCES 48

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