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作者(中文):王俊凱
作者(外文):Wang, Jyun-Kai
論文名稱(中文):以英語為第二語言者對於孤島限制的習得與語句處理:第二語言能力扮演的角色以及教學帶來的成效
論文名稱(外文):The Acquisition and the Processing of Island Constraints in L2 English: The Role of Proficiency and the Effect of Instruction
指導教授(中文):許淳潔
指導教授(外文):Hsu, Chun-Chieh
口試委員(中文):蘇怡如
蘇宜青
口試委員(外文):Su, I-Ru
Su, Yi-Ching
學位類別:碩士
校院名稱:國立清華大學
系所名稱:外國語文學系
學號:104042601
出版年(民國):109
畢業學年度:108
語文別:英文
論文頁數:160
中文關鍵詞:關係子句孤島限制抽象句法知識語句處理第二語言能力輸入訊息處理教學法內隱接觸教學
外文關鍵詞:the RC island constraintabstract syntactic knowledgesentence processingL2 proficiencyProcessing Instructionimplicit exposure instruction
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以生成語法為主的第二語言習得研究(GenSLA)都集中於了解普遍語法(Universal Grammar)是否可以進入到第二語言成人學習者。而孤島限制(island constraints)這個現象被假設為普遍語法的一部分,在該領域研究中扮演一個重要的角色。在英文中,wh疑問詞移位(wh-movement)是受限於特定的句法界線,稱之為「孤島(island)」(Ross, 1967),而這樣的句法規則也被稱為「孤島限制(island constraints)」。第二語言成人學習者是否可以察覺到英文中的孤島限制這個議題已經被廣泛地研究,但檢視這個研究主題的結果充滿著不確定性。一些針對句法知識層面的研究(offline studies)支持中介語(interlanguage)的發展是受限於普遍語法這個主張(e.g., Li, 1998),但其他研究否定這項假設(e.g., Schachter, 1990)。一些針對實際語句處理的研究(online studies)顯示第二語言學習者對於孤島限制的覺察(e.g., Cunnings et al., 2010),但其他研究發現,以英文為第二語言學習者的母語如果擁有疑問詞原位(wh-in-situ)這樣的特質,會影響到其英文wh疑問詞移位的形成處理(e.g., Kim et al., 2015)。這些不一致的研究結果需要進一步的探討。此外,之前的研究都只專注在高程度的第二語言學習者。較低程度的第二語言學習者對於孤島限制的知識與實際語句處理是否受限於普遍語法尚未清楚。除了專注在第二語言學習者的句法知識以及實際語句處理表現,課室教學是否會影響到像孤島限制這類抽象句法知識的習得也是令人好奇的。有些學者主張學得的知識(learned knowledge)無法影響習得的知識(acquired knowledge)的形成(e.g., Schwartz, 1993),但其他學者相信學得的知識對於像是普遍語法這樣無意識的能力有其影響力(e.g., Ellis, 2007, VanPatten, 2011)。以生成語法為主的第二語言習得研究和語言教學之間的連結關係仍然是難以捉摸的。為了填補先前文獻中這些空白模糊處,此研究專注在關係子句孤島限制(the RC island constraint)這其中一種孤島限制結構,並且探討以下兩個研究問題:(a)第二語言學習者對於關係子句孤島限制這個現象的句法知識與實際語句處理如何被第二語言能力所調節(b)不同類型的教學方式是否對第二語言學習者學習關係子句孤島限制這個句法結構會發生作用。
本研究執行了兩個實驗。實驗一調查第二語言能力在第二語言學習者對於關係子句孤島限制這類句子的句法知識與實際語句處理中所扮演的角色。以中文為母語的英文學習者被招募到此實驗,其中20位為高等程度,另外20位為中等程度。本實驗採用兩種工具:五點接受度判斷任務(5-point scale acceptability judgment task)以及自我控制閱讀速度任務(self-paced reading task)。接受度判斷任務的結果顯示,大多數的高等程度學習者展現出關係子句孤島限制的句法知識,但是大多數的中等程度學習者無法察覺到這個句法結構。閱讀時間的資料顯示,總體來說,相對於中等程度學習者,高等程度學習者展現出顯著較高的理解準確性及顯著較短的閱讀時間。然而,這兩組都沒有顯示出在實際語句處理中應用關係子句孤島限制這個結構的明確證據。
實驗二採用前後測設計,比較外顯(explicit)/內隱(implicit)這兩種教學方法在學習關係子句孤島限制這個結構的成效。20位參加實驗一的中等程度學習者被隨機分配到兩個組別,並分別接受100分鐘的教學。一組採用輸入訊息處理教學法(Processing Instruction),而另一組採用內隱接觸教學方式(implicit exposure)。各自教學的成效透過接受度判斷任務來檢驗。結果顯示,相對於採用內隱教學的組別,採用外顯教學(輸入訊息處理教學法)的組別對於學習關係子句孤島限制這個結構展現出顯著較好的教學成效。實驗結果支持外顯教學在學習抽象句法知識上是有作用的。
雖然有些研究限制,本研究在理解第二語言能力和語言教學在學習關係子句孤島限制這個句法結構中所扮演的角色仍然做出重要的貢獻。研究發現,相對於實際語句處理,第二語言能力在句法知識層面上扮演更顯著的角色。研究結果也支持,外顯教學對於抽象句法知識有其影響力,並且提供一條把以生成語法為主的第二語言習得研究理論併入到語言教學的可行道路。
Generative second language acquisition (GenSLA) research has focused on whether Universal Grammar (UG) is accessible to adult L2 learners. Hypothesized to be a part of UG, the phenomenon of island constraints has played a critical role. In English, wh-movement is constrained by certain syntactic boundaries called “islands” (Ross, 1967), and this kind of rule is known as “island constraints”. The issue of whether L2 adult learners show sensitivity to island constraints in English has been studied extensively, but the findings have been mixed. Some offline studies supported the claim that interlanguage knowledge is constrained by UG (e.g., Li, 1998), but others rejected this assumption (e.g., Schachter, 1990). Some online studies showed the sensitivity of island constraints for L2 learners, regardless of their L1s (e.g., Cunnings et al., 2010), but others found the influence of a wh-in-situ L1 on processing wh-dependency formation in L2 English (e.g., Kim et al., 2015). These conflicting results call for further investigation. Besides, the previous studies focused only on highly-proficient L2 learners. It is unclear whether less-proficient L2 learners’ knowledge and performance of island sentences are also constrained by UG. In addition to focusing on L2 learners’ online/offline performance, it is curious whether classroom instruction affects the acquisition of abstract syntactic knowledge like island constraints. Some argue that learned knowledge could not result in acquired knowledge (e.g., Schwartz, 1993), but others believe that learned knowledge is able to affect learners’ unconscious competence (e.g., Ellis, 2007, VanPatten, 2011). The link between GenSLA and language instruction still remains elusive. To fill these gaps in the literature, this study focuses on one of island constraints, the RC island constraint, and examines two questions: (a) whether and how L2 learners’ knowledge and online application of the RC island constraint are modulated by L2 proficiency, and (b) how do different types of instruction affect the learning of the RC island constraint for L2 learners.
Two experiments were conducted in this study. Experiment 1 investigated the role of L2 proficiency on learners’ knowledge and real-time performance of sentences involving the RC island constraint. Twenty advanced and twenty intermediate L1 Chinese – L2 English learners were recruited. Two tasks were used: a 5-point scale acceptability judgment task and a self-paced reading task. The offline data suggested most of the advanced L2 learners revealed the knowledge of the RC island constraint, but most of the intermediate L2 learners could not detect it. The reading time data revealed that overall the advanced L2 learners showed significantly higher comprehension accuracy and shorter reading times than the intermediate L2 learners. However, both two groups did not demonstrate clear evidence for successful application of the RC island constraint in real-time processing.
Experiment 2 compared the effects of explicit and implicit instruction on the learning of the RC island constraint in a pretest-posttest design. The 20 intermediate participants in Experiment 1 were randomly divided into two groups for receiving 100-minute instruction: one group with Processing Instruction (PI) and one group with implicit exposure. The acceptability judgment task was conducted to examine the teaching effects. The results showed that the explicit instruction (PI) group revealed significant better teaching effect on learning the structure of the RC island constraint than the implicit exposure group. The results supported the review that explicit instruction could play a role in learning abstract syntactic knowledge.
While having some limitations, this study makes important contributions in understanding the role of L2 proficiency and language instruction on the learning of the RC island constraint. The findings suggest that L2 proficiency plays a more significant role in offline knowledge than in online processing. The findings also support that explicit instruction could have an impact on abstract syntactic knowledge, and provide a possible way to incorporate GenSLA theory into language teaching.

List of Tables iv
List of Figures v
摘要 vi
Abstract viii
Acknowledgement x
Chapter 1 Introduction 1
1.1 Research Background and Motivation 1
1.2 The Present Study and Research Purposes 4
1.3 Overview of the Thesis 6
Chapter 2 Literature Review 7
2.1 Syntax: Island Constraints 7
2.1.1 Wh-questions and Island Constraints in English 7
2.1.2 Wh-questions and Island Constraints in Chinese 9
2.2 Island Constraints for Second Language (L2) Learners 13
2.2.1 L2 learners’ Knowledge of Islands 13
2.2.2 L2 Learners’ Processing of Islands 16
2.2.3 Summary 23
2.3 Proficiency Factor 24
2.4 Explicit Instruction/Implicit Learning and GenSLA Research 29
2.4.1 Natural input vs. Classroom Instruction in L2 29
2.4.2 Acquisition-Learning Debate and GenSLA in L2 Classroom 31
2.4.3 Processing Instruction (PI) in GenSLA 37
2.4.3.1 Input Processing (IP) Theory 37
2.4.3.2 Implication for Pedagogy and Research Findings 40
2.4.4 Implicit Instruction 44
2.4.4.1 Explicit vs. Implicit Instruction 44
2.4.4.2 Input Flood 46
2.5 Summary and Research Questions 47
2.6 Overview of Two Experiments 49
Chapter 3 Experiment 1 51
3.1 Methodology 51
3.1.1 Participants 51
3.1.2 Design and Test Materials 52
3.1.2.1 Online Self-paced Reading (SPR) Task 52
3.1.2.2 Offline Acceptability Judgment Task 55
3.1.3 Procedures 56
3.1.3.1 Online Self-paced Reading (SPR) Task 56
3.1.3.2 Offline Acceptability Judgment Task 57
3.2 Results of the Offline Acceptability Judgment Task 58
3.2.1 Overall Rating Results 58
3.2.2 Rating Pattern (Across Individuals in Two Groups) 59
3.2.3 Correlation between TOEIC Scores and Rating Performance 61
3.2.4 Discussion and Summary 62
3.3 Results of the Self-paced Reading Task 63
3.3.1 Comprehension Accuracy 63
3.3.2 Overall Reading Time Results 64
3.3.3 Reading Time Results for Each Group 70
3.3.3.1 Reading Time Data for the Advanced L2 Group 70
3.3.3.2 Reading Time Data for the Intermediate L2 Group 73
3.3.4 Discussion and Summary 76
Chapter 4 Experiment 2 79
4.1 Methodology 79
4.1.1 Participants 79
4.1.2 Instructional Materials and Implementation 79
4.1.3 Procedures and Data Analysis 84
4.2 Result of Two Different Teaching Methods 85
4.2.1 The Results of Processing Instruction 85
4.2.2 The Results of Implicit Exposure 90
4.2.3 Discussion and Summary 94
Chapter 5 General Discussion 96
5.1 L2 Proficiency and the Knowledge of the RC Island Constraint 96
5.2 The Real-time Performance of the RC Island Constraint 99
5.2.1 The Role of L2 Proficiency in Online Processing 100
5.2.2 The Issue of Plausibility 101
5.2.3 The Issue of Islandhood 105
5.2.3.1 Discussion for the Advanced Group 105
5.2.3.2 Discussion for the Intermediate Group 110
5.3 The Role of Instruction in L2 Acquisition of Syntactic Knowledge 112
5.3.1 The Teaching Effect of Processing Instruction 113
5.3.2 The Teaching Effect of Implicit Exposure 117
Chapter 6 Conclusion 121
6.1 Review of Research Findings 121
6.2 Limitation of the Study 122
6.3 Recommendations for Future Research 123
References 124
Appendix 136
Appendix A. The CEFR Chart 136
Appendix B. Language Profile/Questionnaire 137
Appendix C. The Test Paradigm for the Self-paced Reading Task 138
Appendix D. The Test Paradigm for the Acceptability Judgment Task 144
Appendix E. The Rating Distribution for the Two Groups 148
Appendix F. Vocabulary Checklist 149
Appendix G. Teaching Materials for Input Flood 151
Appendix H. The Teaching Handout for RC Island Constraint 158
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